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Forensic Corner; Another Duty

Lee H. Haller, M.D.

By now, psychiatrists are well aware of the Tarasoff decision and have come to accept the fact that, in many jurisdictions, the therapist has a duty to the public, as a third party, that supercedes the doctor's duty to the patient. Now, two state appellate courts have created another new "duty" to third parties.

In the first case, which occurred in Pennsylvania, a minor accused her father of inappropriate sexual touching. As a result, she was removed from the home. An investigation was conducted by the state agency, which determined that abuse had occurred. The agency referred the child to a child psychiatrist for treatment. The doctor did not do an independent evaluation of abuse, but accepted the data from the social service agency and psychologist. Diagnoses of depression secondary to sexual abuse and PTSD were made and treatment was begun. During the course of the therapy, the psychiatrist testified, in courtroom proceedings against the parents, that they had abused the child.

Another psychiatrist was hired to perform an independent evaluation of the child. That doctor concluded that no abuse had occurred. Subsequently, the child recanted her allegations and her parents sued the child psychiatrist for negligent treatment. The jury found in favor of the patient and her parents. The ruling was affirmed on appeal. The appellate court held that the lack of a physician-patient relationship between the parents and the psychiatrist did not bar the parents' suit because the psychiatrist was treating the patient for sexual abuse allegedly perpetrated by the parent. The negligent diagnosis and courtroom testimony by the psychiatrist directly affected the parents. It was reasonably foreseeable that such actions by the psychiatrist would result in harm to the parents (22 MPDLR 387).

A very similar decision came out of a Wisconsin case. In that instance, a psychiatrist, as well as a therapist, treated an adult female. The diagnoses were multiple personality disorder and past sexual and child abuse. During the therapy, in the presence of the therapists, the patient confronted her parents about the abuse and subsequently cut off all relations with them. Subsequent to the patient's death, the mother, who was also the administrator of the patient's estate, obtained copies of the treatment records and, in conjunction with her husband, sued both the psychiatrist and the therapist alleging malpractice by virtue of having induced false memories in the patient. The parents alleged that the public accusations caused them pain and suffering.

Although the trial court granted summary judgment to the defendants, the appellate court held that summary judgment was improper. The court found that the parents had stated a valid claim, because, even though the therapist "had no duty to determine the truth of what her patient is saying, she did have a duty to insure that her treatment did not cause harm to others when (that) harm was foreseeable" (22 MPDLR 388).

In both of these cases: a) the allegations were of negligent diagnosis and treatment; b) the parents of the patients alleged that they suffered emotional injury as a direct result; and c) the courts held that the therapists had a duty to these third parties, even though the parents were not patients in the treatment.

The lessons to be learned from these cases are several. First of all, if one chooses to do recovery memory work, extreme caution must be taken so as not to encourage the patient to produce memories. Secondly, if a patient does recall incidents of abuse, the therapist should not participate in encouraging the patient to act on these memories. The therapist needs to maintain a neutral stance, helping the patient look at, reflect on, and work through the trauma that is believed to have occurred or, if appropriate, to help the patient explore the basis for producing fantasized "memories". Thirdly, the treating psychiatrist should avoid testifying as an expert witness in any court proceedings related to the abuse. If such testimony becomes necessary, an independent evaluator should be utilized. By following these principals, one can lessen the likelihood of being the object of this type of litigation.

Dr. Haller is in the private practice of forensic psychiatry in Potomac, Maryland

AACAP News/September-October 1998

 

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